King Sasanka – Sri Lankan Writer & Retired Aviation Professional.

For new investors eyeing the Colombo Stock Exchange (CSE), understanding the role of a licensed stockbroker is crucial.  Unlike direct market access in some jurisdictions, Sri Lanka’s regulatory framework mandates that all retail investors trade through approved brokers.  This requirement safeguards investors, ensures market integrity, and facilitates efficient transactions.  Below, we break down why this rule exists, how brokers add value, and what to do if trust is breached. 1. Why Is an Approved Stock Broker Required?   a. Regulatory Compliance & Investor Protection   The Securities and Exchange Commission of Sri Lanka (SEC) requires all investors to trade through licensed brokers to: Prevent fraud and unauthorized trading : Brokers act as intermediaries, verifying investor identities and ensuring transactions comply with laws like the  Securities and Exchange Act of 1987 . Maintain market order : Brokers are bound by SEC r...

Discover why top companies like Amazon and Alphabet prioritize reinvestment over dividends. Find out here, how non-dividend growth stocks offer superior tax efficiency, compounding power, and capital appreciation for long-term investors.

 Discover the 2026 investor landscape of the Colombo Stock Exchange (CSE). Learn why the 70-85% institutional ownership provides market stability while retail trading drives liquidity and price discovery in Sri Lanka’s frontier market. 

 Understanding Right Issues can save you lots of troubles later. The narrations are in both Sinhala & English languages for the benefit of my local and international viewers.